
Democracy in Latin America
Looking Back Thinking AheadFall 2002
Democracy and the City
Oscar Grauer
We humans have
the capacity to conceptualize ideas and elaborate thoughts, as well as
to construct and fabricate both material and immaterial outcomes, based
on those ideas and thoughts. Yet, the process of thought?thinking?is
not necessarily an objective and linear process; it also involves passion,
emotions, experiences, instincts, and situations or ?context.?
We understand our context?the immediate surroundings, the world,
and the universe?in many different capacities, and we try to convey
our understandings to others through several means. Because of these capacities,
humans can impact the planet at a scale and magnitude that other creatures
do not. To accomplish such goals, communication among people is required.
It is not the purpose of this essay to elaborate on semiotics; however,
it is important to introduce that language and words, in our case the
words ?democracy? and ?city,? differ in their
meaning depending on the emotional and experiential ?context?
in which they are set. Furthermore, words and language work only if a
group of people share a general understanding?a conceptual basis?of
the meaning of these words, and follow certain rules that provide for
their understanding. Although those rules tend to be shared by all those
who speak the same language, I would argue that words hold many more contextual
differences than conceptual similarities. This piece is more about these
differences than about similarities.
I had to decide on one of two basic ways to approach this topic in such
a short essay, to take either the formal or the informal path. The formal
would require a conceptual discussion on the origins and evolution, as
well as understanding of democracy throughout history, and its influence
on city development and vice versa, starting with the origins of democracy
in Ancient Greece as related to Athens. The informal has to do more with
analyzing and interpreting how people understand democracy and how it
translates into urban form and vice versa. These few lines pretend no
more than skim certain questions on this issue; it is a limited view from
within.
Indeed, can we talk about democracy in conceptual terms, or do we have
to speak about Democracies? I would argue that nowadays there is not ?a?
democracy; there are many democracies, and although they seem to share
certain principles?what we call democratic principles?they
differ from region to region, from one society to another, and from one
governmental administration to another within the same society. In this
respect, there is a spatio-temporal dimension to the concept of democracy.
We adjudicate meaning to words and, although quite vague, sometimes we
can communicate ourselves, sometimes we do not, and there lies the beauty
and nuisance of language. We can also adjudicate meaning to other things,
like the built environment. However, neither words nor buildings or urban
spaces have meaning in themselves. We can read urban form and listen to
what it can say, but it is always up to us to interpret and understand
it. Cities and languages have a lot in common; they are both extremely
complex, they can communicate and are also means of communication. It
is up to us, to ?listen? and understand what they have to
say.
ON DEMOCRATIC CITIES
Can we talk about democratic cities? Can the term "democracy"
be used to qualify urban environments? In rhetorical terms, I have seen
the term used quite often. Now, What does it mean? What do people mean
by a "democratic city?" Democracy is a way of living; it is
an organizational framework that provides for a group of people to perform
their lives, according to certain principles and both customary and legally
binding rules that govern their behaviors. These principles and rules
set the boundaries of what is allowed for individuals and groups of people
to do, and what is not. If democracy is an ?organizational pattern,?
and cities also follow organizational patterns, are they related?
If public spaces?streets, plazas?can be seen as the places
where individual and social expressions can be performed, then we can
qualify these spaces as the ultimate expression of democracy in a city.
Evidently, private spaces are the necessary complement of the public.
Still, public spaces have been provided since primitive towns were built.
Every city has streets and plazas, even though they have been built, layer
after layer, under different political regimes. Urban form survives socio-political
organizations. They are things, man-made outcomes. Cities survive political
régimes; cities prevail over social organizational patterns. Therefore,
although urban form does not contain meaning in itself, it provides for
understandings and interpretations.
Indeed, the design process involves ideology either tacit or explicitly;
we are what we believe in, which includes our prejudices and preconceptions,
and it gets expressed through what we do. However, things?urban
spaces and buildings for instance?do not convey meanings, and if
they do, those meanings dissolve over time, and acquire other ones. Those
that do not fade become boring; they do not provide for multiple readings
and interpretation. They remain static and un-poetic. Certainly, written
history provides for learning about their original intentions, but only
for those that have the explicit purpose to find out about it. Social
organizations, e.g. democracy, can be reflected in urban form, however
urban form does not reflect necessarily any ideology. It is the interaction
between people and the cities, in a specific moment, that provides for
ideologically biased interpretations.
ON URBAN PREDJUDICES AND PRECONCEPTIONS
Carlos: ¡Cuidado! no entres allÃ, no ves
que es peligroso. Pedro: Why are you telling me that
it is dangerous to go in there? No ves que es un barrio? Todos los
barrios son peligrosos. Why are all barrios dangerous? Porque
sÃ, todos saben eso. I don?t see why you consider this
barrio peligroso. It doesn?t look dangerous at all, how can you
tell? True, most houses need some paint, but no more than the buildings
in the barrio where we are right now. Carlos: It's
common knowledge; it shows that you haven?t been living in Venezuela
since you were a kid. C?mon! en un barrio no hay casas sino ranchos
y además éste no es un barrio, es una urbanización,
es la ciudad, un barrio no. This is the city; a barrio is not. Don?t
you know that there are no houses in the barrios? There are only ranchos.
Pedro: I don?t get it; do you mean that you
are excluding that barrio and all barrios from the city? But it is obvious
that they are in the city, this barrio is sitting right there in front
of us. How can you exclude it? We are only a few feet away, how can you
set it off-limits so clearly? Furthermore, how can you visibly differentiate
a barrio from an urbanización? Carlos: As
I said, everybody knows that if you go in there you will get mugged or
killed. The only way to solve the problem is to demolish these damned
barrios and build formal housing in the outskirts. They are disorganized
and lack urban planning; that is why crime and poverty proliferate in
those places. See, each house sits next to the other, built only by the
poor mostly on cerros around the city and ravines. They also lack services
and accessibility; they are crowded, and furthermore they were built illegally.
Pedro: How can you say that everybody knows that
if you go in there you will get killed? I am amazed that actually there
are different words for differentiating one area from the other! Mostly,
you are talking about the processes of how these two types of developments
have taken place, not about the products themselves. How do you expect
me to realize it just by looking at them? Let?s assume, for a moment
that someone can come with a way to solve the problems you just pointed
out. Can the question then become how to integrate them to the city?
Carlos: As I said, the only way to solve the problem
is to tear them down and build new planned communities to house the poor.
Carlos and Pedro are not actual characters; they do not exist. However,
most people in developing countries will assume one position or the other.
Such a conversation has taken place in the past, is taking place now,
and will continue to take place unless we approach the problem from a
different perspective. Words like barrios, the word used in Venezuela
for squatter settlements (areas built outside the formal legal system
invading public or private land), ranchos (Venezuelan term for
a house or a building within a barrio) and cerros (hills where
squatter settlements are located) in this context implicitly reject a
democratic solution. Carlos is going as far as raising the question of
integrating barrios into the city. Still, this position excludes equal
opportunities for both areas; it implies that if barrios are to remain
they will have to look more like the ?formal? city, and less
as ?informal? settlements. Linguistic differences permeate
this imagined?but all too realistic discussion. Urbanización
is the term used in Venezuela that refers to formal settlements, areas
built within the formal legal system on acquired land.
In Venezuela, formal buildings and houses sit on colinas, informal ones
sit on cerros. Both colinas and cerros translate as hills. This inability
to communicate sameness rather than difference establishes that ?I
am right and you are wrong? and rules out the possibility of weaving
the city fabric together. In reality, most urban dwellers of Latin American
cities live within a gray zone between formality and informality, regardless
of where they live within the city. There is a mirroring process that
is reflected on how people behave and do things in cities in the developing
world. In other words, formality and informality have very little to do
with barrios and urbanizaciones; there are examples galore of how in both
places, people break the law to build their homes.
Explicitly, both worlds fight to differentiate one from the other; implicitly
they are coming closer together. Certainly, most informal settlers do
not hold a land title; not all formal settlers hold it either. These are
subtle differences that most people do not relate to. The actual physical
forms of barrios and urbanizaciones are very different, the former designed
and built mostly by the people themselves, the latter by constructors.
As a result, two very different shapes emerge: one looking quite ?rational,?
the other resembling more an ?organic? type development, reminiscent
of the medieval towns of Europe. To the eye of the common citizen in developing
countries, the organic is associated with disorder, crime, and poverty.
The question is no longer how to integrate the formal to the informal
or vice versa, but how to integrate them together, perhaps through a third
mechanism that will tie them together and provide access and freedom of
choice for those who demand it. Actually, the discriminatory terms "squatter
settlements" or "informal settlements" are self-defeating
descriptions in themselves; which reinforce prejudices that separate and
set differences in a part of the world that demands roads to integration.
Therefore, it seems that the task ahead requires first, to deal with people?s
preconceptions and prejudices and then find ways of looking at problems
from a different perspective. This requires a conscious decision of bringing
these implicit feelings to the front of the discussion and turning them
explicit. Slavery was ?normal? until humans started realizing
that it was not. Pinpointing the problem is always the first step that
requires the intention and the vigor to define it as such. Such attitude
demands a degree of freedom of thought that democracy provides for. Cities
are playing a leading role in redefining democracy. They have become the
arena where discussions, confrontation, and resolution first take place,
particularly in their public realm.
ON FREEDOM AND CITY WALLS
Nowadays, the concept of what is public, and particularly how we qualify
public spaces, is being revised. The boundaries between what is public
and what private are blurring. We might have to come up with criteria
that define degrees of ?public-city? or ?private-city.?
Indeed, the concept of freedom in cities is also being questioned. For
instance, freedom of speech, of expressing ourselves as individuals and
as a society in city spaces, is being constrained through different means;
urban violence is just one example that affects freedom to move around
the city, and to have free access to all neighborhoods. (There are urban
areas that are off-limits for most people, especially in developing countries,
as portrayed by the conversation of Pedro and Carlos.)
If freedom is related to democracy that, in turn, it is, then it is a
relative concept. The United Nations, in its latest Annual Report, acknowledged
that there are degrees of democracy by ranking freedom of press or respect
of civil rights in democratic countries. So, we can infer that not all
democratic societies share the same principles and values, and if they
do, they do not share the same meanings. I would argue that the meaning
of rules and of the law in many Latin American countries has little to
do with the concept as understood in countries such as the U.S.
In Venezuela, for instance, a popular saying goes, ?La ley se acata
pero no se cumple??roughly translating as ?Everybody
acknowledges the law, but nobody obeys it.? This cultural outcome
challenges democracy since, as mentioned earlier, democracy requires legally
binding rules that apply equally to everybody. Everyone is supposed to
respect, lets say, the Constitution. In a country where ?compadrazgo,?
family ties, and friendship are placed at the same level as justice, some
end up being more equal than others? and most people ?interpret?
the law accordingly. In this Latin American country, democracy has been
seen as the right to vote, and not as a means for ongoing political change.
As Venezuelan historian Ramón J. Velázquez once clearly
stated: ?We believed that by honoring the vote, we honor all the
traditional wrongs in Venezuela: nepotism, friend favoritism, peculation,
traffic of influences, fraud, and the farce that we attributed to an oligarchic
origin of all the preceding regimes. I recall how all Venezuelans in 1945
believed in universal vote as the miracle of national purification.?
Both today's political parties and the caudillos' 19th century social
structures do not differ considerably; the caudillos' followers identified
not with abstract ideals but with the leaders themselves, by offering
their obedience and fidelity. In return, the caudillos promised special
considerations for their followers. This sentiment has remained almost
unchanged in Venezuela, proven by the current political situation.
How does this situation translate into city form? In the absence of ?lawful
law,? citizens of many Latin American countries feel that they have
to take the law in their hands; everybody pulls in different directions
trying to satisfy immediate individual needs. As a result, it is quite
amazing almost unbelievable?maybe through what Gabriel GarcÃa
Márquez defined as Magic Realism?that cities tend to work.
Existing communities are gated and new-gated communities are being built
as exurbia, walled all around to keep the ?unruly? others
out. New privately owned public space, e.g. shopping malls, are proliferating
because there is a need for spaces where rules are acknowledged and comply
with, so everybody can feel safe and respect each other. Subways like
the ones in Caracas and Sao Paulo are also examples?in these cases
of public services?of the need of people to feel that rules apply.
In both, people respect and enjoy these public services run by independent
authorities responsible for enforcing rules.
In lawless environments, the unruly takes over. The more people enclose
themselves in their own urban compounds, the more the public spaces become
no man's land. If it is true what we discussed above about public spaces
being the ultimate expression of democracy, then a lot more freedom for
all, and therefore of enforcing rules, needs to be infused into these
spaces. Freedom has nothing to do with abuse of a few over others, e.g.
violence. Respect for each other and for the city streets and plazas will
arise only if rules are enforced citywide. The less the need for segregated
cities the more democratic these cities and their societies will become.
Nowadays, if we want democracy to prevail, many urban walls?both
material and immaterial?in cities in developing countries will have
to come down. The less disaggregating components erupt in urban fabrics,
i.e. urban highways, walled communities, the less segregated public spaces
will turn out to be. A seesawing tension between what we need to do and
what we are actually doing characterizes these dissonant times we are
living in this new millennium. Instead of promoting exclusionary ?public
spaces? and therefore walling our cities within and around, a need
for places for aggregating people will have to emerge, if we want ?democratic
cities? to survive.
ON BEING AND CARING
It seems that we are running out of choices. Either we take care of our
natural environment or it will take care of us; either we provide for
a better quality of life for all, or we will simply continue aggravating
the problems instead of resolving them. The more the distance between
the have and the have not, the more room for confrontation and therefore
for isolation. The more each individual, each community, each city, each
country, each continent closes in itself, the further away we will be
from solving our social problems. Most present-day confrontations in this
globalized world are fueled by resentment and lack of hope of obtaining
the benefits now enjoyed by just a fortunate few. The gap between those
who live in poverty and those that do not within cities in developing
countries is similar to the gap between the developed and the developing
worlds. In both cases, those who have the choice to do something about
it are still those who occupy the higher end of the income level spectrum.
It is not only a matter of choice, it is a matter of understanding that
if ?I want to live better, my neighbor needs to enjoy a better quality
of live too.? Again, either we take care of this problem or the
problem will take over.
This is true particularly in Latin American countries where social confrontation
is escalating at an unprecedented pace, bringing social and political
unrest that have translated into a questioning of democracy as an appropriate
system for highly differentiated societies in socioeconomic terms (of
access to services, goods, and education.) Violence has invaded the public
realm occupying the space that freedom once did. Following the unorthodox
practice of qualifying cities, the more we segregate the less democratic
a city is. The more we enclose ourselves in our compounds and in our worlds,
the less room for social interaction and therefore for freedom are left.
When the absurd becomes quotidian it turns ?normal,? and therefore
loses its absurd quality. To be able to see what is absurd in the quotidian
has become a real challenge nowadays. For instance, democratically elected
officials have been behaving as guerrilla leaders or as dictators, promoting
violence and social confrontation that ultimately have invaded public
spaces. In such circumstances, real challenges to democratic values come
from every segment of the society, defying basic principles that support
this political régime. The illegal becomes the rule, and rules
are broken right and left.
Transforming what has become ?normal,? what ?is,?
demands a conscious decision to change things. Descartes' ?I think
therefore I am? does not seem sufficient anymore. ?I think
therefore I care? seems to acquire more relevance every day. First,
the intention needs to arise so the rational can take over. If this is
true, ?To care or not to care, is the question? in our times.
Oscar Grauer is a Cisneros Visiting Scholar at the David Rockefeller Center for Latin American Studies. He is a professor, founder, and first Chairman of the Urban Design Master Program at Universidad Metropolitana in Caracas, Venezuela. He recently published Rehabilitación de El Litoral Central, Venezuela/Redevelopment of El Litoral, Venezuela after directing the team appointed by the Venezuelan government to manage recovery efforts after the disastrous 1999 floodings.